Investment dealer license

EN#0147 – Investment Dealer license in Mauritius for sale

A licensed investment dealer regulated by the Financial Services Commission (FSC) in Mauritius is available for sale.

This investment dealer obtained its license in August 2022 and is a full service excluding underwriting license authorised to:

  • Act as an intermediary in the execution of securities transactions for clients,
  • Trade in securities as principal with the intention of reselling these securities to the public,
  • Give investment advice that is ancillary to the normal course of business activities, and
  • Manage portfolios of clients.

The investment dealer available for sale has 2 local directors fit and proper for their duties and can be replaced if needed.

1 Management Company (MC) is ready to take over the newly licensed investment dealer and provide services. Also, the outgoing shareholder can be subject to some modalities during the period of acquisition.

It is important to note there is a need to maintain a minimum stated unimpaired capital of approx. 23,000 USD (or 1 million MUR), or an equivalent amount in foreign currency. Moreover, the licensee must also have a professional indemnity cover that varies according to the volume of activities and risk of its business.

For further information on this Mauritius investment dealer license for sale, please contact our Mergers & Acquisitions team at [email protected]. More entities for sale can be found within our Entity Acquisition or Sale service

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