ASF Market Maker license for sale

EN#0164 – AFS Market Maker license for sale

An Australian Financial Services (AFS) Market Maker license is available for sale.

This Marker Maker ASFL authorises the entity for sale to offer the below financial services:

  1. Provide general financial product advice for the following classes of financial products:
    1. Deposit and payment products are limited to
      1. Basic deposit products
      2. Non-cash payment products
    2. Derivatives,
    3. Foreign exchange contracts, and
    4. Securities.
  2. Deal in a financial product by:
    1. Issuing, applying for, acquiring, varying, or disposing of a financial product in respect of the following classes of financial products
      1. Deposit and payment products are limited to
        1. Non-cash payment products.
      2. Derivatives, and
      3. Foreign exchange contracts, and
    2. Applying for, acquiring, varying, or disposing of a financial product on behalf of another person in respect of the following classes of products:
      1. Deposit and payment products are limited to
        1. Basic deposit products
        2. Non-cash payment products
      2. Derivatives,
      3. Foreign exchange contracts; and
  3. Make a market for the following financial products:
    1. Foreign exchange contracts
    2. Derivatives; to retail and wholesale clients.

There is currently 1 Director at the company, and it is negotiable if they will be staying after the change of ownership.

For further information on the sale of this Market Maker AFS license in Australia, please contact our Mergers & Acquisitions team at [email protected]. More entities for sale can be found within our Entity Acquisition or Sale service

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