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AFSL entity for sale

EN#0167 – AFSL entity for sale

An Australian Financial Services License (AFSL) has become available for sale.

The existing client book is negotiable as part of the sale and the license authorises the firm to offer the below financial services:

  • Provide general financial product advice for the following classes of financial products:
    • Deposit and payment products limited to
      • Basic deposit products
      • Deposit products other than basic deposit products
    • Derivatives
    • Foreign exchange contracts.
  • Deal in a financial product by:
    • Issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products
      • Derivatives
      • Foreign exchange contracts.
    • Applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products
      • Deposit and payment products limited to
        • Basic deposit products
        • Deposit products other than basic deposit products
      • DerivativesForeign exchange contracts.
  • Make a market for the following financial products:
    • Foreign exchange contracts
    • Derivatives to retail and wholesale clients.

This AFSL entity for sale also has 2 Responsible Managers.

For further information on the sale of this AFSL in Australia, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service

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