EN#0201 – Australian Financial Services License (AFSL) for sale

An Australian Financial Services License (AFSL) regulated by the Australian Securities and Investments Commission (ASIC) is available for sale.

This ASFL entity for sale is authorised to provide the below services:

1. This licence authorises the licensee to carry on a financial services business to:
   • provide financial product advice for the following classes of financial products:

• deposit and payment products limited to:
  • basic deposit products;
  • deposit products other than basic deposit products;

1. (ii) derivatives;
2. (iii) foreign exchange contracts;
3. (iv) debentures, stocks or bonds issued or proposed to be issued by a government;
4. (v) interests in managed investment schemes excluding investor-directed portfolio services;
5. (vi) securities;
6. (vii) standard margin lending facility; and
7. (viii superannuation;
   • deal in a financial product by:
   • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
     • interests in managed investment schemes excluding investor-directed portfolio services; and
     • securities; and
   • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
     • deposit and payment products limited to:
       • basic deposit products;
       • deposit products other than basic deposit products;
     • derivatives;
     • foreign exchange contracts;
     • debentures, stocks or bonds issued or proposed to be issued by a government;
     • interests in managed investment schemes excluding investor-directed portfolio services;
     • securities; and
     • standard margin lending facility; and
   • provide the following custodial or depository services:

• operate custodial or depository services other than investor-directed portfolio services; to wholesale clients.

Currently, there is 1 director and 1 senior manager at the company, and they may stay on post-acquisition but this will be negotiated during the terms and conditions of change of ownership.

For further information on the sale of this Australian Financial Services License regulated by ASIC, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service.

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