EN#0214 – Operational UK FCA Market Maker broker for sale

An operational Market Maker broker that is licensed and regulated by the Financial Conduct Authority (FCA) in the UK is available for sale.

This UK FCA regulated Market Maker broker for sale has been licensed for over 30 years and can offer a range of services including the following set of permissions for eligible counterparties, and professional and retail clients:

1. Able to Hold and Control Client Money,
2. Advising on investments (except on Pension Transfers and Pension Opt Outs),
3. Arranging (bringing about) deals in investments,
4. Advising on P2P agreements,
5. Arranging safeguarding and administration of assets,
6. Dealing in investments as agent,
7. Dealing in investments as principal,
8. Making arrangements with a view to transactions in investments,
9. Managing investments,
10. Safeguarding and administration of assets (without arranging), and
11. Sending dematerialised instructions.

To execute the abovementioned permissions, this FCA regulated company for sale has the following operational setup:

• Multiple corporate bank accounts and banking trading lines
• Multiple trading platforms and stand-alone access venues
• Liquidity Providers including prime brokerage lines with NatWest bank (about to get onboarded by UBS & Standard Chartered)
• Website live and operational
• 2 directors
• 1 Money Laundering Reporting Officer (MLRO)
• 20 members of staff including directors
• Office space set up and operational with lease valid until 2028

Additionally, the employees and directors of this entity for sale can remain in their positions after the change of ownership. Also, the company has a clean record with the FCA and is in good standing without any outstanding lawsuits.

For further information on this operational Market Maker broker regulated by the FCA in the UK for sale, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service.

SALVUS Funds’ teams can be engaged for guiding on new license authorisations for investment, payments or crypto-asset services, ongoing regulatory compliance consultancy for such licensed entities, and support in successfully acquiring ready-made regulated entities.

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