EN#0288 – Financial Planning AFSL license for sale
An ASIC-regulated Financial Planning AFSL is available for acquisition, offering a ready-to-activate platform within Australia’s financial services market. This licence provides an ideal entry point for wealth management, investment advisory, and retail financial planning activities under Australia’s robust regulatory framework.
Key Highlights:
- Regulated Licence: AFSL issued and supervised by the Australian Securities and Investments Commission (ASIC)
• Business Model: Established as a retail financial planning and advisory business, providing investment and retirement advice and dealing services
• Licence Scope: Authorised to advise on and deal in deposit and payment products, life insurance, managed investment schemes, securities, and superannuation
• Operational Readiness: Active but non-trading, with full AML/KYC and risk management frameworks in place
• Clean Structure: No trading liabilities, active Australian bank account, and maintained insurance
• Strategic Value: Ready platform for wealth management, advisory, or investment planning services
This represents a turnkey opportunity for firms or investors seeking a fully compliant, retail-authorised AFSL under ASIC’s reputable regulatory environment.
For further information on the sale of this AFSL-licensed entity, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service.
SALVUS Funds’ teams can be engaged for guiding on new license authorisations for investment, payments or crypto-asset services, ongoing regulatory compliance consultancy for such licensed entities, and support in successfully acquiring ready-made regulated entities.
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