EN#0289 – Wide-scope ASIC-regulated entity for sale

A broad-scope AFSL-licensed entity is available for acquisition, providing an exceptional platform for derivatives, FX, market making, and MDA services. This entity offers extensive authorisations for both retail and wholesale operations, ideal for firms seeking a wide operational scope under ASIC supervision.

Key Highlights:

• Regulated Licence: AFSL issued and supervised by the Australian Securities and Investments Commission (ASIC)
  • Business Model: Designed for a sophisticated financial services operation, including derivatives, FX, and MDA services
  • Licence Scope: Authorised to advise, deal in, and issue financial products, including derivatives, FX contracts, securities, managed investment schemes, deposit products, margin lending, and MDA services
  • Operational Readiness: Active but non-trading, with comprehensive compliance, AML/KYC, and risk management frameworks in place
  • Clean Structure: No trading liabilities, active bank account, and maintained insurance
  • Strategic Value: Includes permission to issue financial products, a rare authorisation under ASIC — ideal for market makers, CFD brokers, or investment firms

This is a rare opportunity to acquire a broad-scope AFSL with retail and wholesale authorisations, offering a ready-made platform for expansion within Australia’s financial services landscape.

For further information on the sale of this AFSL-licensed entity, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service. 

SALVUS Funds’ teams can be engaged for guiding on new license authorisations for investment, payments or crypto-asset services, ongoing regulatory compliance consultancy for such licensed entities, and support in successfully acquiring ready-made regulated entities. 

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