EN#0327 – UK Investment Manager, Operational, FCA-regulated, for sale
A UK-based operational investment manager authorised and regulated by the Financial Conduct Authority (FCA) is available for acquisition. The firm holds active permissions for advisory, arranging, dealing, and AIF management activities and is in good regulatory standing – offering a turnkey platform for strategic buyers seeking an established FCA-regulated presence in the UK and Europe.
Key Highlights:
- Company Structure: Operational for fund management business and advisory and has a European Fund management platform.
- Regulatory Standing: The license remains valid, active, and in good standing, with no known regulatory issues.
- Capital Infrastructure: Minimum capital requirement of £75k.
- Licensing Permissions: It offers the following set of permissions for eligible counterparties and professionals:
- Advising on investments (except on Pension Transfers and Pension Opt outs)
- Advising on P2P agreements
- Arranging deals in investments
- Dealing in investments as agent
- Making arrangements with a view to transaction in investments
- Managing an unautharised Alternative Investment Fund (AIF)
- Agree to carry on a regulated activity
The Directors are willing to stay on during a transitional period to assist with the handover.
For further information on the sale of this FCA-regulated UK investment manager, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service. The above is not investment advice nor an invitation to the public to invest. Information is provided strictly for strategic or corporate acquisition considerations among qualified parties.
SALVUS Funds’ teams can be engaged for guiding on new license authorisations for payment services, ongoing regulatory compliance consultancy for licensed entities, and support in successfully acquiring ready-made regulated entities.
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