Compliance Consulting

SALVUS is dedicated to delivering value to our clients by ensuring full compliance with current regulations, anticipated regulatory developments and adhering to all directives and CySEC Circulars. We prioritize proactive planning and offer timely, practical and business-oriented advice.

The SALVUS Regulatory Compliance team offers high-quality advice on industry best practices, striving to set the benchmark for exceptional client service and complete satisfaction. We care about the details – our in-depth GAP analysis will identify any compliance irregularities and guide our clients’ internal teams towards their resolution.

We present “The Roadmap™” to the executive management teams of Investment Firms and Investment Funds. This comprehensive document outlines the steps to achieve compliance and serves as a tool for task prioritization and informed decision-making.

Please contact us at info@salvusfunds.com to discuss more.

We provide guidance and work together with you in:

  • Upholding compliance across your company’s operations: We provide ongoing support to maintain compliance in all areas of your operations, promoting a culture of compliance within your organization.
  • Supporting you in interactions with regulators: We assist in all communications with regulatory bodies, ensuring you are well-responsive, accurate and on-time.
  • Developing and implementing a surveillance monitoring program and reporting procedures to ensure compliance with the Market Abuse Regulation (MAR) framework: Our comprehensive programs help you stay compliant with MAR, mitigating risks of Market Abuse.
  • Providing full support in preparing Annual Reports: We guide you through the preparation of essential annual reports, such as the AMLCO report, the Annual Compliance Report, ensuring accuracy and regulatory compliance.
  • Building a reputation of credibility and trust around your business practices: through consistent and transparent compliance efforts, we help you establish and maintain a strong reputation.
  • Keeping you informed of new regulatory obligations: We monitor regulatory developments and promptly inform you of any changes, ensuring you are always aware of the latest requirements.
  • Assisting your Compliance team in updating current policies and procedures: Our expert team in all things compliance, work with you to keep your policies and procedures up-to-date, reflecting the latest regulatory standards and best practices.
  • Regular Compliance Risk Assessments: We partner with you for conducting in-depth risk assessments, pinpointing potential compliance issues and informing effective resource allocation.
  • Tailored Compliance Monitoring Programs: We co-create customized compliance monitoring programs based on the risk assessments conducted, ensuring continuous oversight of the compliance risks and timely issue detection.

SALVUS may provide ongoing support to the internal Compliance Officer or professional ad-hoc advice in relation to all regulatory matters. An indicative non-exhaustive list of regulations we cover includes:

  • The EU Markets in Financial Instruments Directive II (MiFID II),
  • Markets in Crypto-Assets (MiCA) Regulation,
  • The Alternative Investment Fund Law (AIF),
  • Alternative Investment Fund Managers Directive (AIFMD),
  • Key information documents (KIDs) for packaged retail and insurance-based investment products (PRIIPs),
  • General Data Protection Regulation (GDPR),
  • Information and Communication Technology (ICT) and security risk management.

We are excited to help with your regulatory and compliance needs. Reach out to us at info@salvusfunds.com to learn more and get started.