EN#0228 – Operational UK FCA brokerage for sale

An active brokerage without clients, licensed and regulated by the Financial Conduct Authority (FCA), in the UK is available for sale.

This UK FCA regulated brokerage for sale was licensed nearly a decade ago, and can offer a range of services including the following set of permissions for eligible counterparties, professional and retail clients:

  • Able to Hold and Control Client Money,
  • Arranging (bringing about) deals in investments,
  • Arranging safeguarding and administration of assets,
  • Dealing in investments as agent,
  • Dealing in investments as principal,
  • Making arrangements with a view to transactions in investments,
  • Investment activity in “rights to or interests in investments (security)” (limited to the investment types granted for this activity),
  • Investment activity in “rights to or interests in investments (contractually based investment)” (limited to the investment types granted for this activity).

To execute the above-mentioned permissions, this FCA regulated company for sale has the following operational setup:

  • Corporate bank accounts in Barclays and Mashreq
  • Authorised representative
  • No external debt

Additionally, the compliance officer of this entity for sale can remain in their position after the change of ownership. Finally, the company has a clean record with the FCA and is in good standing.

For further information on this operational brokerage regulated by the FCA in the UK for sale, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service.

SALVUS Funds’ teams can be engaged for guiding on new license authorisations for investment, payments or crypto-asset services, ongoing regulatory compliance consultancy for such licensed entities, and support in successfully acquiring ready-made regulated entities.


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