FCA Archives - SALVUS Funds

EN#0403 - UK Investment Manager, operational, FCA-regulated, for sale

19OctOctober 19, 2026

EN#0403 – UK Investment Manager, operational, FCA-regulated, for sale

A UK-based operational investment manager a...

By SALVUS TeamNewsadvisory, AIF, FCA, FCA-regulated, fund management, investment manager, P2P, UK

EN#0396 - UK FCA Investment Management, operational, regulated by FCA, for sale

05OctOctober 5, 2026

EN#0396 – UK FCA Investment Management, operational, regulated by FCA, for sale

An opportunity to acquire a UK MiFID-author...

By SALVUS TeamNewsFCA, investiment management, UK, UK FCA

UK brokerage, operational, regulated by FCA, for sale

03AugAugust 3, 2026

EN#0370 – UK brokerage, operational, regulated by FCA, for sale

A fully operational London-based brokerage,...

By SALVUS TeamNewsBrokerage, EfS, Entities for sale, FCA, fx, operational, SALVUS, UK FCA

17FebFebruary 17, 2026

EN#0325 – FCA Alternative Investment Advisory Boutique for sale

An opportunity to acquire a rare FCA-author...

By SALVUS TeamNewsAcquisition, EfS, Entities for sale, FCA, SALVUS

10NovNovember 10, 2025

EN#0296 – Fully FCA-licensed UK Investment Firm for sale

A fully FCA-authorised investment firm esta...

By SALVUS TeamNewsEfS, Entities for sale, FCA, FCA investment firm license for sale, MiFID II, SALVUS

30OctOctober 30, 2025

EN#0292 – FCA-regulated UK AIFM for sale

An FCA-regulated Alternative Investment Fun...

By SALVUS TeamNewsAIFM for sale, EfS, Entities for sale, FCA, SALVUS

18AugAugust 18, 2025

EN#0276 – UK FCA Matched Principal Firm for Sale

An Authorised and Regulated Matched Princip...

By SALVUS TeamNewsEfS, Entities for sale, FCA, matched principal firm, SALVUS, SNI MiFIDPRU Investment Firm

04JunJune 4, 2025

EN#0269 – FCA-Licensed Financial Services Provider (FSP) in UK for Sale

An outstanding opportunity to acquire a UK ...

By SALVUS TeamNewsEfS, Entities for sale, FCA, FCA entity for sale, FSP, Investment, UK

03JunJune 3, 2025

EN#0268 – Financial Conduct Authority (FCA) Licensed IFPRU 470K firm in UK for Sale

An exclusive opportunity to acquire a fully...

By SALVUS TeamNewsEfS, Entities for sale, FCA, FSP, FSP license, Investment, UK FCA

16JanJanuary 16, 2025

EN#0246 – FCA Regulated entity with IFPRU 730K firm available for sale

A fully operational entity with a IFPRU 730...

By SALVUS TeamNews730K firm, FCA, FCA entity for sale, IFPRU, License for sale, M&A, UK

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA). Members of the Cyprus Investment Funds Association (CIFA). Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC).

SALVUS (ASP) LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196). SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI).

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277). SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

United Arab Emirates

SALVUS Consultancy (DIFC) Ltd holds a Commercial Licence and is authorised by the Dubai International Financial Centre (CL 11860).

SALVUS Funds is protected under three registered UAE trade marks. The trade mark registration numbers are 478099, 478101 and 478110, and these trade marks are protected under the UAE’s legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses. We are recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open Univercity of Mauritius and other training institutions, and we are instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).