EN#0296 – Fully FCA-licensed UK Investment Firm for sale

A fully FCA-authorised investment firm established under the UK’s MiFID II framework is available for acquisition. The entity operates as a Small and Non-Interconnected (SNI) Matched Principal Broker with full client money permissions under CASS. It presents an immediately deployable, turnkey regulatory platform for acquirers seeking entry or expansion within the UK and EU financial markets.

Key Highlights:

• Regulated Licence & Activity: Authorised by the UK Financial Conduct Authority (FCA) to conduct Matched Principal (STP/MPB) activities, including FX, CFDs, and Futures, serving Professional and Eligible Counterparty clients
  • Regulatory Standing: In good standing with no legal, regulatory, or client complaints since inception
  • Operational Readiness: Fully FCA-compliant infrastructure in place, including CASS client money framework and seven segregated accounts. Currently dormant (no clients, open positions, or liabilities)
  • Governance Structure: Approved Senior Management Functions (SMF1, SMF3, SMF16, SMF17) with three FCA-approved Directors available to remain post-acquisition for up to 12 months
  • Banking Setup: Tier 1 bank accounts in GBP and USD (segregated)
  • Trading Infrastructure: Integrated trading hub, back office systems, and MiFID reporting framework
• Financial Overview: Positive equity position and approx. £460,000 available against future UK profits, offering a tax-efficient acquisition opportunity
  • Regulatory Capital: Approx. £470,000 (can be increased to meet Market Maker threshold of £750,000+)

Strategic Opportunities:

• Upgrade to a Market Maker Licence via FCA Variation of Permission.
  • Expand into Shares & ETFs using existing MiFID permissions as a foundation.
  • Activate dormant infrastructure for FX, CFD, and multi-asset trading.
  • Integrate Tier 1 liquidity providers post recapitalisation for full operational launch.
  • Utilise the UK platform for EU market access via reverse solicitation or local licensing partnerships.

This offers an immediate regulatory presence in the UK, eliminating the need for a lengthy authorisation process (12–18 months). The entity’s ready-made infrastructure, strong governance, and built-in tax shield position it as a low-risk, high-value acquisition for firms seeking rapid market entry or expansion.

For further information on the sale of this FCA-licensed UK Investment Firm, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service. 

SALVUS Funds’ teams can be engaged and guide on new license authorisations for investment, payments or crypto-asset services, ongoing regulatory compliance consultancy for such licensed entities, and support in successfully acquiring ready-made regulated entities. 

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