EN#0268 – Financial Conduct Authority (FCA) Licensed IFPRU 470K firm in UK for Sale
An exclusive opportunity to acquire a fully operational UK investment firm, licensed and regulated by the Financial Conduct Authority (FCA). This established IFPRU 470K firm boasts over nine years of regulatory standing and offers a comprehensive set of investment permissions for retail, professional clients, and eligible counterparties. With the ability to control client money and approve financial promotions, this firm represents a turnkey solution for strategic expansion or market entry into the UK financial services sector.
Key Highlights Include:
- Licensed and regulated by the FCA – United Kingdom
- Fully operational entity with over 9 years of regulatory history
- IFPRU €470K license, transitioning to €610K in 2026 and €750K in 2027
Authorized to:
- Arrange deals in investments
- Deal in investments as an agent
- Make arrangements with a view to transactions in investments
- Hold and control clients’ money
- Approve its own and group-affiliated financial promotions (including for appointed representatives)
Permitted investment types include:
- Commodity Future
- Commodity option and option on commodity future
- Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
- Future (excluding a commodity future and a rolling spot forex contract)
- Option (excluding a commodity option and an option on a commodity future)
- Rights to or interests in investments (Contractually Based Investments)
- Rolling spot forex contract
Prospective buyers must meet FCA’s fit and proper criteria and demonstrate adequate financial capacity for ownership and operation of a regulated firm.
For further information on the sale of this FCA-Licensed IFPRU 470K firm, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service.
SALVUS Funds’ teams can be engaged for guiding on new license authorisations for investment, payments or crypto-asset services, ongoing regulatory compliance consultancy for such licensed entities, and support in successfully acquiring ready-made regulated entities.
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