Regulatory compliance Archives - Page 9 of 14

27NovNovember 27, 2023

Regulatory Review: The Quarterly Edition – Q3 2023

The SALVUS Regulatory Review is a quarterly...

By SALVUS TeamNewsCASP, CBC, CIF deadlines, CySEC, CySEC deadlines, CySEC portal, CySEC reporting deadlines, ESMA, MiCA, Regulatory compliance, Regulatory Review

17NovNovember 17, 2023

Registering a Money Services Business under FINTRAC in Canada in 2023

As the world's tenth-largest economy, Canad...

By SALVUS TeamArticlesFINTRAC MSB registration, MSB Canada, MSB license, MSB license Canada, MSB registration, Regulatory compliance

13NovNovember 13, 2023

Providing Investment Advice & Portfolio Management under MiFID

In the ever-evolving and highly regulated s...

By SALVUS TeamArticlesInvestment advice, Investment firms, Investment policy, MiCA, MiFID, Portfolio management, Portfolio manager, Regulatory compliance

20OctOctober 20, 2023

SALVUS Successfully Registers Another MSB under FINTRAC

The Licensing team at SALVUS Funds is delig...

By SALVUS TeamNewsFINTRAC MSB registration, MSB registration, Regulatory compliance

19OctOctober 19, 2023

How to complete your annual CPD requirements for 2023

Every year, professional bodies such as the...

By SALVUS TeamNewsCyprus lawyers CPD, CySEC Advanced, CySEC Advanced certificate, CySEC AML, CySEC certifications, CySEC CPD courses, ICPAC CPD, Online CySEC courses, Regulatory compliance

12OctOctober 12, 2023

Adherence to the CNMV Resolution and CySEC Circular C602

The financial regulatory landscape continue...

By SALVUS TeamNewsCIF compliance, CIF regulatory compliance, CNMV Resolution, CySEC circular, CySEC Circular C602, Regulatory compliance

02OctOctober 2, 2023

CySEC QST Form for AIFM, ASP and CIF in Q3 2023 – October 2023

The Cyprus Securities and Exchange Commissi...

By SALVUS TeamNewsASP, CIF QST form, CySEC deadline extensions, CySEC deadlines, CySEC QST forms, QST AIFM, QST CIF, QST MC, Regulatory compliance

02OctOctober 2, 2023

EU list of high risk third countries – October 2023

On September 28th 2023, the European Commis...

By SALVUS TeamNewsAML compliance, AML/CFT, AMLD4, Anti-Money Laundering, EU high-risk third countries, FATF, Regulatory compliance

04SepSeptember 4, 2023

SALVUS’ Evdokia Pitsillidou invited again by the Cyprus Institute of Internal Auditors to deliver a seminar on AML and MiCA

For the 2nd year running, we are delighted ...

By SALVUS TeamNewsAML compliance, CBA, Cyprus IIA, Cyprus Institute of Internal Auditors, ICPAC, Regulatory compliance

10AugAugust 10, 2023

The AML Certification Examination for ICPAC and CBA Professionals

In 2023, the Anti-Money Laundering (AML) ce...

By SALVUS TeamNewsAML certification, AML certification exam, AML compliance, AML compliance officer, AML exam, AMLCO, Compliance officer, Cyprus Bar Association, ICPAC, Regulatory compliance

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA). Members of the Cyprus Investment Funds Association (CIFA). Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC).

SALVUS (ASP) LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196). SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI).

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277). SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

United Arab Emirates

SALVUS Consultancy (DIFC) Ltd holds a Commercial Licence and is authorised by the Dubai International Financial Centre (CL 11860).

SALVUS Funds is protected under three registered UAE trade marks. The trade mark registration numbers are 478099, 478101 and 478110, and these trade marks are protected under the UAE’s legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses. We are recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open Univercity of Mauritius and other training institutions, and we are instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).