EN#0275 – Fully Operational Australian Financial Services License (AFSL) for Sale
This is a rare opportunity to acquire a fully licensed and operational Australian Financial Services Licence (AFSL), authorised by the Australian Securities and Investments Commission (ASIC) to provide general financial product advice, deal, and make a market in derivatives and foreign exchange contracts for wholesale clients.
With an established licensing framework, experienced Responsible Managers, and the flexibility to structure or expand your financial services offering in Australia’s wholesale markets, this licence provides a ready-made regulatory platform for FX and derivatives businesses, investment firms, or strategic investors seeking immediate market entry.
Key Highlights Include:
- AFSL Authorisation – Enables the provision of general financial product advice, dealing, and market-making in derivatives and foreign exchange contracts to wholesale clients.
- Comprehensive Scope – Authority to:
- Provide general advice on derivatives and FX contracts.
- Deal in derivatives and FX contracts (issuing, applying, acquiring, varying, disposing).
- Make a market for derivatives and FX contracts.
- Wholesale Client Focus – Regulatory permissions streamlined for wholesale-only operations, reducing compliance complexity.
- Experienced Responsible Managers – Two Responsible Managers available to remain post-acquisition (subject to agreement) for a smooth handover and continuity.
For further information on the sale of this AFSL, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service.
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