EN#0334 – Singapore Fund Manager, operational, regulated by MAS, for sale

An opportunity to acquire a regulated Singapore-based brokerage entity, licensed by the Monetary Authority of Singapore (MAS), offering a compliant and operational platform for firms seeking an established presence in a leading financial hub. The company is active, well-structured, and supported by strong banking relationships, providing a seamless acquisition pathway.

Key Highlights:

• Company Status & Structure: Singapore-incorporated, MAS-regulated entity currently operational, with an established structure and ongoing activities.
• Regulatory Standing: Licensed by MAS as a Capital Markets Services Licensee, authorized to conductactivities. The license is active and in good standing with no known regulatory issues.
• Capital Adequacy: The minimum regulatory capital requirement is SGD 250k, while the entity currently holds approx. SGD 100k.
• Operational Structure: The company is fully operational with the option for two Registered Officers (ROs) to remain post-acquisition.
• Monthly Expenses: Average monthly running costs are approx. SGD 30k, reflecting a streamlined operational structure within Singapore’s financial environment.
• Banking Structure: The entity maintains operational accounts with DBS Bank and client funds accounts with OCBC Bank, providing robust and reputable banking infrastructure.
• Compliance Framework: Established policies and procedures are in place covering compliance, AML/KYC, and risk management, supporting regulatory adherence and operational integrity.
• Financial Position: The company carries no debt or outstanding financial liabilities.

This MAS-licensed entity represents a compelling acquisition opportunity for buyers seeking a regulated, operational platform in Singapore, combining strong regulatory standing, existing infrastructure, reputable banking relationships, and continuity through experienced personnel.

For further information on the sale of this MAS-licensed entity, please contact our Mergers & Acquisitions team at info@salvusfunds.com. More entities for sale can be found within our Entity Acquisition or Sale service. 

SALVUS Funds’ teams can be engaged for guiding on new license authorisations, ongoing regulatory compliance consultancy for licensed entities, and support in successfully acquiring ready-made regulated entities. 

#StayAhead