VC#0031 – Regulatory Compliance Associate
Role Description
We are looking for a top Compliance business athleteTM.
You are looking for an environment where you will be challenged and will thrive.
It is important for us, that getting things right and doing the right thing, are important things for you. This will help you in always being consistent and guide us in advising and complying with current and upcoming regulatory frameworks concerning Cyprus Investment Firms (CIF), Crypto-Asset Services Providers (CASP) and other entities offering regulated activities.
The role requires someone who enjoys variety and is a methodical planner. We will need you to be naturally thorough in all you do, using your own judgment to highlight or escalate significant findings. As you will be responsible for producing Compliance and AML reports among other things, attention to detail must be one of your most crucial characteristics.
Being a team player with an eye for detail and having great organisational skills to prioritise and meet deadlines is what will help you succeed in this role.
Job Description
As a Regulatory Compliance Associate, you will be responsible to:
- Draft, review, and observe the reporting deadlines of CIF and CASP entities.
- Ensure CIF and CASP comply with all applicable regulations and legislations through continuous monitoring.
- Draft annual regulatory compliance reports, manuals, and other policies to ensure compliance with the applicable legislation and provide guidance on their implementation.
- Assist with internal audit engagements, perform on-site inspections to our CIF and CASP clients, and provide recommendations for weaknesses and deficiencies that have been identified.
- Stay ahead of regulatory updates and legal developments and lead training of personnel and implementations where necessary.
- Evaluate the adequacy and effectiveness of policies and procedures, especially capital adequacy, with constant updates to address new developments or any deficiencies.
- Draft and prepare training material alongside the Education team that is relevant to the applicable regulatory framework.
Qualifications
- 1+ years of professional experience in a Regulatory Compliance related function.
- Good knowledge of the MiFID II and Investment Firms Law, Investment Firms regulation (IFR).
- Excellent writing skills and use of the English language.
- Strong user of the MS Office suite.
And a few things about SALVUS
At SALVUS we believe we offer a unique culture, and you can reach your full potential with us.
SALVUS is a boutique advisory services group which combines unparalleled expertise and an unwavering focus on delivering for its clients. We support investment fund managers, global investment firms, crypto asset providers, family offices and electronic money institutions (EMI) operating worldwide.
We offer the environment to support your career aspirations, with a strong emphasis on continuous learning, your well-being, and a genuine interest in your professional and personal growth.
If you are interested in becoming a Regulatory Compliance Associate at SALVUS, please get in touch with us by sending us your CV and a cover letter at grow@salvusfunds.com.
We look forward to and would love to hear from you.
#StayAhead
