CySEC regulation Archives - Page 2 of 3

24MayMay 24, 2023

CySEC Circular C553 & the Compliance Function Requirements

The Compliance Function belongs to the high...

By SALVUS TeamArticlesCIF, Compliance Function CySEC, Compliance Function responsibilities, CySEC, CySEC Circular C553, CySEC circulars, CySEC regulation, New CySEC Circulars, Regulatory compliance, Regulatory Reporting

13AprApril 13, 2023

How to prepare the MiFID Annual Compliance Report in 2023

Entities licensed to provide investment ser...

By SALVUS TeamArticlesCIF, CIF reporting obligations, CySEC, CySEC regulation, CySEC reports, MiFID annual compliance report, MiFID compliance, MiFID compliance report, MiFID II, MiFID report, Regulatory compliance, Regulatory Reporting

14MarMarch 14, 2023

Regulatory Updates & CySEC Circulars

It is undeniable that securities and capita...

By SALVUS TeamArticlesCySEC, CySEC circulars, CySEC regulation, CySEC regulatory updates, Important CySEC Circulars, New CySEC Circulars

06MarMarch 6, 2023

RTS 27 & 28 Reports for CySEC regulated entities

The period of the temporary suspension of t...

By SALVUS TeamArticlesBest Execution, CIF CySEC, CIF regulation, CySEC, CySEC regulation, MiFID, MiFIR, RTS 27, RTS 28, RTS reports

06DecDecember 6, 2022

The SALVUS Regulatory Reporting Obligations Calendar™ – 2023

Every year, the Regulatory Compliance team ...

By SALVUS TeamArticlesCIF, CIF deadlines, CIF reporting deadlines, CIF reporting obligations, Cyprus investment Firms, CySEC deadlines, CySEC regulation, Regulatory Reporting

23NovNovember 23, 2022

Fiat Currency, Digital & Crypto Assets and the AML framework

Digital and Crypto Assets have undoubtedly ...

By SALVUS TeamArticlesAML compliance, CASP, CASP crypto, Crypto-assets, CySEC, CySEC CASP, CySEC regulation, Markets in Crypto Assets, MiCA, Regulatory compliance

10NovNovember 10, 2022

How to design and implement an effective ICARA

Robust prudential requirements are prescrib...

By SALVUS TeamArticlesCIF CySEC, CySEC, CySEC regulation, ICAAP, ICARA, ICARA report, ILAAP, Regulatory compliance, Risk Management

03NovNovember 3, 2022

Investor Information & Product Governance for CySEC regulated entities

Through the most recent financial crisis, s...

By SALVUS TeamArticlesCASP, CIF CySEC, Crypto-assets, CySEC, CySEC regulation, Investor information, MiFID II, Product Governance, Regulatory compliance

24OctOctober 24, 2022

How to establish an effective Compliance Monitoring Program (CMP)

European competent authorities responsible ...

By SALVUS TeamArticlesCASP, CMP, Compliance Function, Compliance Monitoring Program, Compliance Risk Assessment, Crypto-assets, CySEC, CySEC regulation, Regulatory compliance

17OctOctober 17, 2022

Registering a RAIF in 2022 in Cyprus

The Registered Alternative Investment Fund ...

By SALVUS TeamArticlesAIF, AIFM, Alternative Investment Funds, CySEC, CySEC regulation, Investment Funds Cyprus, RAIF, RAIF Cyprus, Registered Alternative Investment Funds

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

SALVUSFunds Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (license no. 225/196).