Best Execution Archives

24OctOctober 24, 2024

Best Execution in Practice and the new RTS 27/28 requirements

In today’s dynamic financial landscape, inv...

By SALVUS TeamArticlesBest Execution, CIF CySEC, CIF regulatory compliance, Cyprus, CySEC, Regulatory compliance, RTS 27, RTS 28, RTS reports

06MarMarch 6, 2023

RTS 27 & 28 Reports for CySEC regulated entities

The period of the temporary suspension of t...

By SALVUS TeamArticlesBest Execution, CIF CySEC, CIF regulation, CySEC, CySEC regulation, MiFID, MiFIR, RTS 27, RTS 28, RTS reports

10OctOctober 10, 2022

Best Execution for CySEC regulated entities

Over the last few decades, financial market...

By SALVUS TeamArticlesBest Execution, CASP, Crypto-assets, CySEC, CySEC inspection, CySEC regulation, Order Execution Policy, Regulatory compliance, Regulatory inspection, RTS 27, RTS 28

02DecDecember 2, 2019

SALVUS invited to present on Best Execution

Complying with Best Execution in a post MiFID II world ...

By SALVUS TeamNewsBest Execution, Compliance, EventComments Off

05NovNovember 5, 2019

Are you complying with the Best Execution obligations?

After a series of inspections held by the Cyprus Securi...

By SALVUS TeamArticles, Best Execution & RTS 27/28 Advisory, Data & Insights, Operational Services, Regulatory & Compliance, Risk Management, Risk Management AdvisoryBest Execution, CySEC, Inspection, RTS 27, RTS 28Comments Off

21MayMay 21, 2019

Salvus Delivers RTS 27 for CIF

RTS 27 is a quarterly reporting requirement, for execut...

By SALVUS TeamNewsBest Execution, RTS 27, RTS 28Comments Off

05FebFebruary 5, 2019

Are you Ready for a Best Execution Inspection?

Achieving the best possible result when executing order...

By SALVUS TeamArticles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Trading Products, Platforms & Systems TrainingBest Execution, Inspection, MiFID II, RegulatorComments Off

29JanJanuary 29, 2019

The Best Execution Responsibilities of Investment Firms

Investment firms these days face the new challenge of t...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Technology Solutions, Trading Products, Platforms & Systems TrainingBest Execution, MiFID II, Post-Trade, Pre-TradeComments Off

01JanJanuary 1, 2019

One Year Anniversary for MiFID II – Its Implications

The Markets in Financial Instruments Directive (MiFID I...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk ManagementBest Execution, MiFID II, Product GovernanceComments Off

25DecDecember 25, 2018

Complying with the MiFID II Reporting Obligations of RTS 27 & RTS 28

For European Investment Firms, 2018 was a year with man...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryBest Execution, MiFID II, RTS 27, RTS 28Comments Off

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUSFunds LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196).

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI). Recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open University of Mauritius and other training institutions.

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277).

SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.