Product Governance Archives - SALVUS Funds

product governance cysec

03NovNovember 3, 2022

Investor Information & Product Governance for CySEC regulated entities

Through the most recent financial crisis, sign...

By Salvus TeamArticlesCASP, CIF CySEC, Crypto-assets, CySEC, CySEC regulation, Investor information, MiFID II, Product Governance, Regulatory complianceComments Off

CIF new product governance

27JulJuly 27, 2022

CySEC Directive DI87-01(A) on CIF new Product Governance obligations

On the 25th of July 2022, the Cyprus Securitie...

By Salvus TeamNewsCIF obligations, CySEC, MiFID II, Product Governance, Regulatory compliance, Regulatory ReportingComments Off

17NovNovember 17, 2020

MiFID II Product Governance and KIDs for PRIIPs

Since January 2018 all European Investment Fir...

By Salvus TeamArticlesKIDs, MiFID II, PRIIPs, Product GovernanceComments Off

11JunJune 11, 2019

The Cyprus National Product Intervention Measures (cyNPIM)

CySEC, the Cypriot National Competent Authorit...

By Salvus TeamArticles, Compliance Consulting, Entity Acquisition or Sale, Licensing, Operational Services, Regulatory & Compliance, Risk ManagementIntervention Measures, Leverage, Product GovernanceComments Off

22JanJanuary 22, 2019

Client Categorization and Investor Protection under MiFID II

Who are the recipients of the investment servi...

By Salvus TeamAnti-Money Laundering, Articles, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & ComplianceInvestor protection, MiFID II, Product GovernanceComments Off

15JanJanuary 15, 2019

Suitability and Appropriateness Assessment on Product Governance

It is evident that the product governance requirements ...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Transaction Reporting AdvisoryMiFID II, Product Governance, SuitabilityComments Off

08JanJanuary 8, 2019

The Enhanced Product Governance under MiFID II

Following the ‘One year anniversary from MiFIDII-its im...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryMiFID II, Product Governance, Target MarketComments Off

01JanJanuary 1, 2019

One Year Anniversary for MiFID II – Its Implications

The Markets in Financial Instruments Directive (MiFID I...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk ManagementBest Execution, MiFID II, Product GovernanceComments Off