MiFID II Archives - Page 2 of 4

10NovNovember 10, 2025

EN#0296 – Fully FCA-licensed UK Investment Firm for sale

A fully FCA-authorised investment firm esta...

By SALVUS TeamNewsEfS, Entities for sale, FCA, FCA investment firm license for sale, MiFID II, SALVUS

21OctOctober 21, 2025

A Complete Client Onboarding Procedure as per AML & MiFID in 2025

In 2025, as regulatory demands across the E...

By SALVUS TeamArticlesAML, AML risk scoring, CDD Course, Client onboarding, CySEC, KYC, MiFID II

06OctOctober 6, 2025

A practical guide to prepare the Annual MiFID Report in 2025

As regulated entities under the MiFID frame...

By SALVUS TeamArticlesCySEC, MiFID annual compliance report, MiFID II, MiFID report

24SepSeptember 24, 2025

Comply with Market Abuse Regulation as per MiFID & MiCAR in 2025

The Market Abuse Regulation (MAR) is a corn...

By SALVUS TeamArticlesCrypto assests, CySEC, Market Abuse Regulation, MiCAR, MiFID II

01AprApril 1, 2024

CySEC’s Supervisory Priorities for 2024

On the 27th of March 2024, the Cyprus Secur...

By SALVUS TeamNewsCIF, CIF reporting obligations, CySEC, CySEC regulation, CySEC reports, MiFID II, Regulatory compliance, Regulatory Reporting

22MarMarch 22, 2024

How to prepare the Annual MiFID Compliance Report in 2024

Regulated entities authorized to provide in...

By SALVUS TeamArticlesCIF, CIF reporting obligations, CySEC, CySEC regulation, CySEC reports, MiFID annual compliance report, MiFID compliance, MiFID compliance report, MiFID II, MiFID report, Regulatory compliance, Regulatory Reporting

13AprApril 13, 2023

How to prepare the MiFID Annual Compliance Report in 2023

Entities licensed to provide investment ser...

03NovNovember 3, 2022

Investor Information & Product Governance for CySEC regulated entities

Through the most recent financial crisis, s...

By SALVUS TeamArticlesCASP, CIF CySEC, Crypto-assets, CySEC, CySEC regulation, Investor information, MiFID II, Product Governance, Regulatory compliance

27JulJuly 27, 2022

CySEC Directive DI87-01(A) on CIF new Product Governance obligations

On the 25th of July 2022, the

By SALVUS TeamNewsCIF obligations, CySEC, MiFID II, Product Governance, Regulatory compliance, Regulatory Reporting

17NovNovember 17, 2020

MiFID II Product Governance and KIDs for PRIIPs

Since January 2018 all European Investment ...

By SALVUS TeamArticlesKIDs, MiFID II, PRIIPs, Product Governance

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA). Members of the Cyprus Investment Funds Association (CIFA). Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC).

SALVUS (ASP) LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196). SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI).

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277). SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

United Arab Emirates

SALVUS Consultancy (DIFC) Ltd holds a Commercial Licence and is authorised by the Dubai International Financial Centre (CL 11860).

SALVUS Funds is protected under three registered UAE trade marks. The trade mark registration numbers are 478099, 478101 and 478110, and these trade marks are protected under the UAE’s legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses. We are recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open Univercity of Mauritius and other training institutions, and we are instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).