Compliance Archives - Page 3 of 4

07DecDecember 7, 2020

2020 & The 6th Anti-Money Laundering Directive (AMLD6)

During the year 2020, two new Anti-Money La...

By SALVUS TeamArticlesAMLD6, Anti-Money Laundering, Compliance, New Regime

30NovNovember 30, 2020

The 2020 year in review by CySEC Chairwoman

The

By SALVUS TeamNews2020, Compliance, CySEC, Thematic Review

29SepSeptember 29, 2020

EU to allow an 18-month access to UK clearing houses after Brexit

As the UK dominates the European market for...

By SALVUS TeamNewsBrexit, Compliance, EU Passport, Licensing

07JulJuly 7, 2020

CIFs Regulatory Reporting Calendar, 2nd Half 2020

Due to the COVID-19 outbreak, the Cyprus Se...

By SALVUS TeamArticles, UncategorizedCompliance, Regulatory, Reporting, Risk ManagementComments Off

14AprApril 14, 2020

The Lamfalussy process, ESMA & the EU Commission

Anyone that has had any sort of exposure to...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & ComplianceCompliance, CySEC, MiFID II, StayAheadComments Off

10DecDecember 10, 2019

CIFs Regulatory Reporting Obligations Calendar, 2020

As the new year approaches, the team at SALVUS has upda...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk ManagementComments Off

02DecDecember 2, 2019

SALVUS invited to present on Best Execution

Complying with Best Execution in a post MiFID II world ...

By SALVUS TeamNewsBest Execution, Compliance, EventComments Off

15OctOctober 15, 2019

The 5 Areas of Regulatory Compliance

More than 230 investment firms are regulated by the Cyp...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Compliance Consulting, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryAML, Compliance, CRD, EMIR, MiFID, RegulatoryComments Off

09JulJuly 9, 2019

Reviewing the Key Information Documents (KIDs)

In January 2018 two upgraded frameworks were introduced...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk ManagementCompliance, Key Information Documents, KIDsComments Off

25JunJune 25, 2019

Complying with the Capital Adequacy Requirements

Only a few weeks ago, the Cyprus Securities and Exchang...

By SALVUS TeamAnnual Reporting Requirements, Articles, Capital Adequacy Advisory, Compliance Consulting, Regulatory & Compliance, Risk Management, Risk Management AdvisoryCapital Adequacy, Capital Requirements, ComplianceComments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

SALVUSFunds Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (license no. 225/196).

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