Regulatory compliance Archives - Page 13 of 14

01NovNovember 1, 2022

SALVUS invited to FMLS 2022 – 10 years anniversary edition

The Finance Magnates London Summit (

By SALVUS TeamNewsBlockchain, Crypto assests, Finance Magnates, Finance Magnates London Summit 2022, Fintech, FMLS 2022, FMLS22, London, London Summit, MiCA, Old Billingsgate, Regulatory compliance

24OctOctober 24, 2022

How to establish an effective Compliance Monitoring Program (CMP)

European competent authorities responsible ...

By SALVUS TeamArticlesCASP, CMP, Compliance Function, Compliance Monitoring Program, Compliance Risk Assessment, Crypto-assets, CySEC, CySEC regulation, Regulatory compliance

10OctOctober 10, 2022

Best Execution for CySEC regulated entities

Over the last few decades, financial market...

By SALVUS TeamArticlesBest Execution, CASP, Crypto-assets, CySEC, CySEC inspection, CySEC regulation, Order Execution Policy, Regulatory compliance, Regulatory inspection, RTS 27, RTS 28

04OctOctober 4, 2022

CySEC Country Analysis (CA) and Quarterly Statistics (QST) for CIF & AIFM in Q3 2022

The Cyprus Securities and Exchange Commissi...

By SALVUS TeamNewsCIF deadlines, CIF regulatory requirements, CIF reporting deadlines, CIF reporting obligations, CySEC deadlines, Regulatory compliance, Regulatory Reporting

27SepSeptember 27, 2022

SALVUS invited by the Cyprus Institute of Internal Auditors to deliver seminar

We are delighted to announce our invitation...

By SALVUS TeamNewsAML compliance, Crypto-Asset Services Provider, Crypto-assets, Cyprus IIA, Cyprus Institute of Internal Auditors, Digital assets, Internal Audit, Regulatory compliance

06SepSeptember 6, 2022

SALVUS headlines Cyprus Fintech Summit 2022

On the 2nd of September, the first in-perso...

By SALVUS TeamNewsBanking, Blockchain, CFS2022, Crypto-Asset Services Provider, Cyprus Fintech Summit, CySEC, CySEC CASP, MiCA, Payment services, Regulatory compliance

25AugAugust 25, 2022

SALVUS invited to Cyprus Fintech Summit 2022

The

By SALVUS TeamNewsBlockchain, Crypto-Asset Services Provider, Cyprus Fintech Summit, CySEC CASP, Expo, Financial services, Fintech, RegTech, Regulatory compliance

24AugAugust 24, 2022

How to comply with the Market Abuse Regulation (MAR)

The effective functioning of European finan...

By SALVUS TeamArticlesAML, CASP, CIF regulation, Crypto-assets, CySEC, CySEC regulation, MAR, Market Abuse, Market Abuse Regulation, Regulatory compliance

12AugAugust 12, 2022

CySEC simplified Recovery Plans (Form 20-01) for CIF

The Cyprus Securities and Exchange Commissi...

By SALVUS TeamNewsCIF regulatory requirements, Compliance, Cyprus investment Firms, CySEC deadlines, CySEC recovery plans, Regulatory compliance, Regulatory Reporting

29JulJuly 29, 2022

SALVUS highlights from iFX Expo 2022

On the 8th of June,

By SALVUS TeamNewsBlockchain technology, CASP, Crypto-Asset Services Provider, Crypto-assets, CySEC, Fintech, iFX Expo, MiCA, RegTech, Regulatory compliance

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA). Members of the Cyprus Investment Funds Association (CIFA). Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC).

SALVUS (ASP) LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196). SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI).

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277). SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

United Arab Emirates

SALVUS Consultancy (DIFC) Ltd holds a Commercial Licence and is authorised by the Dubai International Financial Centre (CL 11860).

SALVUS Funds is protected under three registered UAE trade marks. The trade mark registration numbers are 478099, 478101 and 478110, and these trade marks are protected under the UAE’s legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses. We are recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open Univercity of Mauritius and other training institutions, and we are instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).