Regulatory compliance Archives - Page 2 of 14

23DecDecember 23, 2025

The SALVUS Regulatory Reporting Obligations Calendar™ 2026 now available

The SALVUS Regulatory Reporting Obligations...

By SALVUS TeamNewsAIFM, CASP, CIF deadlines, CySEC, CySEC deadlines, CySEC portal, CySEC reporting deadlines, Regulatory compliance

17DecDecember 17, 2025

C740 – Data Collection Requirements for EMIR Initial Margin Model Authorisation

On 12th December 2025, the Cyprus Securitie...

By SALVUS TeamNewsC740, CIF, CIF AML compliance, CySEC, CySEC deadlines, Deadline, Regulatory compliance

01DecDecember 1, 2025

Learn Marketing Communication & MiFID II Investor Protection in 2025

Under MiFID II, marketing communication is ...

By SALVUS TeamArticlesInvestor protection, Marketing Communication, MiFID II, Regulatory compliance

24NovNovember 24, 2025

An AML Guide in 2025: Assessing Risks, KYC, CDD, Duties & Responsibilities

Financial crime is not limited to financial...

By SALVUS TeamArticlesAML Guide, CDD, KYC, RBA, Regulatory compliance

13NovNovember 13, 2025

Understand MiFID II Product Governance & Investors Information in 2025

MiFID II (Markets in Financial Instruments ...

By SALVUS TeamArticlesInvestors Information, MiFID II, Product Governance, Regulatory compliance

13OctOctober 13, 2025

Learn the PRIIPs Regulation & Key Information Document (KID) in 2025

Investor protection and product transparenc...

By SALVUS TeamArticlesKey Information Document, KID, PRIIPs, PRIIPs Regulation, Regulatory compliance

07OctOctober 7, 2025

How to get prepared for an inspection by the regulator in 2025

On an annual basis, regulated entities are ...

By SALVUS TeamArticlesCySEC inspection, Governance and organisational compliance, Regulatory compliance

30SepSeptember 30, 2025

CySEC issues Circular C730: CIFs Quarterly Statistics (Form QST-CIF) – 30/09/2025

On 29th September 2025, the Cyprus Securiti...

By SALVUS TeamNewsCIF, CIF AML compliance, CIF QST form, CySEC, CySEC deadlines, CySEC QST form, Deadline, QST CIF, QST form, Regulatory compliance

25SepSeptember 25, 2025

Regulatory Updates on AML and MiCA in 2025

As time progresses, financial criminals are...

By SALVUS TeamArticlesAML compliance, AML compliance officer, CASP, MiCA, Regulatory compliance

23SepSeptember 23, 2025

How to prepare the AMLCO Annual Report in 2025

Regulated entities are required to fulfill ...

By SALVUS TeamArticlesAML compliance, AML compliance officer, AMLCO annual report, CIF reporting deadlines, CySEC AMLCO report, CySEC deadlines, Regulatory compliance

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA). Members of the Cyprus Investment Funds Association (CIFA). Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC).

SALVUS (ASP) LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196). SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI).

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277). SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

United Arab Emirates

SALVUS Consultancy (DIFC) Ltd holds a Commercial Licence and is authorised by the Dubai International Financial Centre (CL 11860).

SALVUS Funds is protected under three registered UAE trade marks. The trade mark registration numbers are 478099, 478101 and 478110, and these trade marks are protected under the UAE’s legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses. We are recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open Univercity of Mauritius and other training institutions, and we are instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).