Salvus Team, Author at Salvus Funds

25JanJanuary 25, 2019

SALVUS attends the iFX Expo in Hong Kong

The iFX EXPO Asia 2019 took place in Hong Kong from Jan...

By Salvus TeamNewsHong Kong, iFXExpo0 Comments

22JanJanuary 22, 2019

Client Categorization and Investor Protection under MiFID II

Who are the recipients of the investment servi...

By Salvus TeamAnti-Money Laundering, Articles, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & ComplianceInvestor protection, MiFID II, Product Governance0 Comments

15JanJanuary 15, 2019

Suitability and Appropriateness Assessment on Product Governance

It is evident that the product governance requirements ...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Transaction Reporting AdvisoryMiFID II, Product Governance, Suitability0 Comments

08JanJanuary 8, 2019

The Enhanced Product Governance under MiFID II

Following the ‘One year anniversary from MiFIDII-its im...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryMiFID II, Product Governance, Target Market0 Comments

01JanJanuary 1, 2019

One Year Anniversary for MiFID II – Its Implications

The Markets in Financial Instruments Directive (MiFID I...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk ManagementBest Execution, MiFID II, Product Governance0 Comments

25DecDecember 25, 2018

Complying with the MiFID II Reporting Obligations of RTS 27 & RTS 28

For European Investment Firms, 2018 was a year with man...

By Salvus TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryBest Execution, MiFID II, RTS 27, RTS 280 Comments

18DecDecember 18, 2018

The Significance of Effective Risk-Based Approach to Combat Money Laundering

In today’s globalized business and financial environmen...

By Salvus TeamAnti-Money Laundering, Articles, Banking and Payment Solutions, Compliance Consulting, Operational Services, Regulatory & ComplianceAML, Due diligence, KYC0 Comments

11DecDecember 11, 2018

Business Intelligence Metrics and Numbers that Matter

Following the article explaining ‘The Importance of Bus...

By Salvus TeamArticles, Data & Insights, Operational Services, Project Management, Trading Products, Platforms & Systems TrainingBusiness Intelligence, KPIs, Metrics0 Comments

27NovNovember 27, 2018

The Role of the Data Protection Officer (DPO)

The EU General Data Protection Regulation (GDPR) has en...

By Salvus TeamArticles, Compliance Consulting, Internal Audit, Regulatory & ComplianceDPO, Duties, GDPR0 Comments

22NovNovember 22, 2018

The Importance of Business Intelligence for Investment Firms

Investment firms are always looking for ways to beat th...

By Salvus TeamArticles, Data & Insights, Operational Services, Project Management, Trading Products, Platforms & Systems TrainingBusiness Intelligence, KPIs, Metrics0 Comments