Annual Reporting Requirements Archives - Page 2 of 2

28MayMay 28, 2019

Introduction to the New Capital Requirements CRRII

The European Commission is currently working on its big...

By SALVUS TeamAnnual Reporting Requirements, Articles, Capital Adequacy Advisory, Compliance Consulting, Operational Services, Regulatory & Compliance, Risk ManagementCapital Requirements, Compliance, CRD V, CRR IIComments Off

02AprApril 2, 2019

Compliance Tips and Enforcement of AML Best Practices

CySEC recently issued a number of circulars, their main...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Regulatory & ComplianceAnti-Money Laundering, ComplianceComments Off

05MarMarch 5, 2019

The Investment Firms Regulatory Reporting Obligations Calendar

March is the month where the previous year’...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk ManagementComments Off

29JanJanuary 29, 2019

The Best Execution Responsibilities of Investment Firms

Investment firms these days face the new challenge of t...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Technology Solutions, Trading Products, Platforms & Systems TrainingBest Execution, MiFID II, Post-Trade, Pre-TradeComments Off

15JanJanuary 15, 2019

Suitability and Appropriateness Assessment on Product Governance

It is evident that the product governance requirements ...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Transaction Reporting AdvisoryMiFID II, Product Governance, SuitabilityComments Off

08JanJanuary 8, 2019

The Enhanced Product Governance under MiFID II

Following the ‘

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryMiFID II, Product Governance, Target MarketComments Off

01JanJanuary 1, 2019

One Year Anniversary for MiFID II – Its Implications

The Markets in Financial Instruments Directive (MiFID I...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk ManagementBest Execution, MiFID II, Product GovernanceComments Off

25DecDecember 25, 2018

Complying with the MiFID II Reporting Obligations of RTS 27 & RTS 28

For European Investment Firms, 2018 was a year with man...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryBest Execution, MiFID II, RTS 27, RTS 28Comments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

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