Compliance Consulting Archives - Page 3 of 4 - SALVUS Funds

19MarMarch 19, 2019

The Upgraded Legal Framework of the Investor Compensation Fund

After a year of consultations, CySEC issued...

By SALVUS TeamArticles, Capital Adequacy Advisory, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryInvestor Compensation Fund, Regulatory ReportingComments Off

12FebFebruary 12, 2019

The Impact of Product Intervention Measures imposed by ESMA

The complexity of MiFID II resulted in radical changes ...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryIntervention Measures, MiFID II, RegulatorComments Off

05FebFebruary 5, 2019

Are you Ready for a Best Execution Inspection?

Achieving the best possible result when executing order...

By SALVUS TeamArticles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Trading Products, Platforms & Systems TrainingBest Execution, Inspection, MiFID II, RegulatorComments Off

29JanJanuary 29, 2019

The Best Execution Responsibilities of Investment Firms

Investment firms these days face the new challenge of t...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Technology Solutions, Trading Products, Platforms & Systems TrainingBest Execution, MiFID II, Post-Trade, Pre-TradeComments Off

22JanJanuary 22, 2019

Client Categorization and Investor Protection under MiFID II

Who are the recipients of the investment se...

By SALVUS TeamAnti-Money Laundering, Articles, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & ComplianceInvestor protection, MiFID II, Product GovernanceComments Off

15JanJanuary 15, 2019

Suitability and Appropriateness Assessment on Product Governance

It is evident that the product governance requirements ...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Transaction Reporting AdvisoryMiFID II, Product Governance, SuitabilityComments Off

08JanJanuary 8, 2019

The Enhanced Product Governance under MiFID II

Following the ‘

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryMiFID II, Product Governance, Target MarketComments Off

01JanJanuary 1, 2019

One Year Anniversary for MiFID II – Its Implications

The Markets in Financial Instruments Directive (MiFID I...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk ManagementBest Execution, MiFID II, Product GovernanceComments Off

25DecDecember 25, 2018

Complying with the MiFID II Reporting Obligations of RTS 27 & RTS 28

For European Investment Firms, 2018 was a year with man...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryBest Execution, MiFID II, RTS 27, RTS 28Comments Off

18DecDecember 18, 2018

The Significance of Effective Risk-Based Approach to Combat Money Laundering

In today’s globalized business and financial environmen...

By SALVUS TeamAnti-Money Laundering, Articles, Banking and Payment Solutions, Compliance Consulting, Operational Services, Regulatory & ComplianceAML, Due diligence, KYCComments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

SALVUSFunds Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (license no. 225/196).

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Visit us at iFX Expo Dubai 2025 – Booth 9, 14-16 January 2025