Transaction Reporting Advisory Archives

10DecDecember 10, 2019

CIFs Regulatory Reporting Obligations Calendar, 2020

As the new year approaches, the team at SALVUS has upda...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk ManagementComments Off

15OctOctober 15, 2019

The 5 Areas of Regulatory Compliance

More than 230 investment firms are regulated by the Cyp...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Compliance Consulting, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryAML, Compliance, CRD, EMIR, MiFID, RegulatoryComments Off

16AprApril 16, 2019

ASIC Product Intervention Measures & Massive Data Collection

In the second week of April 2019, the Australian regula...

By SALVUS TeamArticles, Data & Insights, Project Management, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryASIC, Compliance, Data, Intervention MeasuresComments Off

19MarMarch 19, 2019

The Upgraded Legal Framework of the Investor Compensation Fund

After a year of consultations, CySEC issued...

By SALVUS TeamArticles, Capital Adequacy Advisory, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryInvestor Compensation Fund, Regulatory ReportingComments Off

05MarMarch 5, 2019

The Investment Firms Regulatory Reporting Obligations Calendar

March is the month where the previous year’...

19FebFebruary 19, 2019

Are you Complying with the EMIR Regulatory Reporting Obligations?

Only a few weeks ago, and after five years in effect, C...

By SALVUS TeamArticles, MiFID II Compliance Advisory, Regulatory & Compliance, Transaction Reporting AdvisoryCompliance, EMIR, Regulatory ReportingComments Off

12FebFebruary 12, 2019

The Impact of Product Intervention Measures imposed by ESMA

The complexity of MiFID II resulted in radical changes ...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryIntervention Measures, MiFID II, RegulatorComments Off

15JanJanuary 15, 2019

Suitability and Appropriateness Assessment on Product Governance

It is evident that the product governance requirements ...

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Transaction Reporting AdvisoryMiFID II, Product Governance, SuitabilityComments Off

08JanJanuary 8, 2019

The Enhanced Product Governance under MiFID II

Following the ‘

By SALVUS TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Compliance Consulting, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryMiFID II, Product Governance, Target MarketComments Off

25DecDecember 25, 2018

Complying with the MiFID II Reporting Obligations of RTS 27 & RTS 28

For European Investment Firms, 2018 was a year with man...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryBest Execution, MiFID II, RTS 27, RTS 28Comments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

SALVUSFunds Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (license no. 225/196).

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