Risk Management Archives - Page 2 of 3

09JulJuly 9, 2019

Reviewing the Key Information Documents (KIDs)

In January 2018 two upgraded frameworks were introduced...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk ManagementCompliance, Key Information Documents, KIDsComments Off

25JunJune 25, 2019

Complying with the Capital Adequacy Requirements

Only a few weeks ago, the Cyprus Securities and Exchang...

By SALVUS TeamAnnual Reporting Requirements, Articles, Capital Adequacy Advisory, Compliance Consulting, Regulatory & Compliance, Risk Management, Risk Management AdvisoryCapital Adequacy, Capital Requirements, ComplianceComments Off

11JunJune 11, 2019

The Cyprus National Product Intervention Measures (cyNPIM)

CySEC, the Cypriot National Competent Autho...

By SALVUS TeamArticles, Compliance Consulting, Entity Acquisition or Sale, Licensing, Operational Services, Regulatory & Compliance, Risk ManagementIntervention Measures, Leverage, Product GovernanceComments Off

28MayMay 28, 2019

Introduction to the New Capital Requirements CRRII

The European Commission is currently working on its big...

By SALVUS TeamAnnual Reporting Requirements, Articles, Capital Adequacy Advisory, Compliance Consulting, Operational Services, Regulatory & Compliance, Risk ManagementCapital Requirements, Compliance, CRD V, CRR IIComments Off

14MayMay 14, 2019

The Next Regulatory Regime of Anti-Money Laundering (AMLD5)

During the year 2020, two new regulatory regimes will b...

By SALVUS TeamAnti-Money Laundering, Articles, Banking and Payment Solutions, Compliance Consulting, Internal Audit, Operational Services, Regulatory & Compliance, Risk ManagementAMLD5, Compliance, Cryptocurrencies, UBOComments Off

30AprApril 30, 2019

Offshore Jurisdictions – A Damoclean Sword?

The product intervention measures imposed by ESMA at th...

By SALVUS TeamAnti-Money Laundering, Articles, Banking and Payment Solutions, Compliance Consulting, Entity Acquisition or Sale, Internal Audit, Licensing, Operational Services, Regulatory & Compliance, Risk ManagementAcquisition, Licensing, Offshore JurisdictionsComments Off

16AprApril 16, 2019

ASIC Product Intervention Measures & Massive Data Collection

In the second week of April 2019, the Australian regula...

By SALVUS TeamArticles, Data & Insights, Project Management, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryASIC, Compliance, Data, Intervention MeasuresComments Off

19MarMarch 19, 2019

The Upgraded Legal Framework of the Investor Compensation Fund

After a year of consultations, CySEC issued...

By SALVUS TeamArticles, Capital Adequacy Advisory, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryInvestor Compensation Fund, Regulatory ReportingComments Off

05MarMarch 5, 2019

The Investment Firms Regulatory Reporting Obligations Calendar

March is the month where the previous year’...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk ManagementComments Off

12FebFebruary 12, 2019

The Impact of Product Intervention Measures imposed by ESMA

The complexity of MiFID II resulted in radical changes ...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryIntervention Measures, MiFID II, RegulatorComments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

SALVUSFunds Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (license no. 225/196).

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