Regulatory Reporting Archives - Page 4 of 4

01AugAugust 1, 2019

Last-minute regulatory reporting assistance fulfilled by SALVUS

A number of Cypriot Investment Firms (CIFs) requested a...

By SALVUS TeamNewsCAR, ICAAP, QST, RBSF, Regulatory ReportingComments Off

15JulJuly 15, 2019

CySEC releases new quarterly forms (CIFs/MC)

Cyprus Securities and Exchange Commission (CySEC) relea...

By SALVUS TeamNewsQST, Quarterly Forms, Regulatory ReportingComments Off

12JulJuly 12, 2019

CySEC introduces additional regulatory reporting

Cyprus Securities and Exchange Commission (CySEC) intro...

By SALVUS TeamNewsICAAP, Prudential Supervision, Regulatory ReportingComments Off

03JulJuly 3, 2019

CySEC releases version 2 of RBSF – CIF

Cyprus Securities and Exchange Commission (CySEC) has r...

By SALVUS TeamNewsRegulatory Reporting, Risk Based Supervision FrameworkComments Off

19MarMarch 19, 2019

The Upgraded Legal Framework of the Investor Compensation Fund

After a year of consultations, CySEC issued...

By SALVUS TeamArticles, Capital Adequacy Advisory, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryInvestor Compensation Fund, Regulatory ReportingComments Off

05MarMarch 5, 2019

The Investment Firms Regulatory Reporting Obligations Calendar

March is the month where the previous year’...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk ManagementComments Off

19FebFebruary 19, 2019

Are you Complying with the EMIR Regulatory Reporting Obligations?

Only a few weeks ago, and after five years in effect, C...

By SALVUS TeamArticles, MiFID II Compliance Advisory, Regulatory & Compliance, Transaction Reporting AdvisoryCompliance, EMIR, Regulatory ReportingComments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

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