Regulatory Reporting Archives - Page 4 of 4

09OctOctober 9, 2019

In-house RTS 27 reporting implemented by SALVUS

We worked with the internal technology team of a Cyprus...

By SALVUS TeamNewsin-house Implementation, Regulatory Reporting, RTS 27Comments Off

01AugAugust 1, 2019

Last-minute regulatory reporting assistance fulfilled by SALVUS

A number of Cypriot Investment Firms (CIFs) requested a...

By SALVUS TeamNewsCAR, ICAAP, QST, RBSF, Regulatory ReportingComments Off

15JulJuly 15, 2019

CySEC releases new quarterly forms (CIFs/MC)

Cyprus Securities and Exchange Commission (CySEC) relea...

By SALVUS TeamNewsQST, Quarterly Forms, Regulatory ReportingComments Off

12JulJuly 12, 2019

CySEC introduces additional regulatory reporting

Cyprus Securities and Exchange Commission (CySEC) intro...

By SALVUS TeamNewsICAAP, Prudential Supervision, Regulatory ReportingComments Off

03JulJuly 3, 2019

CySEC releases version 2 of RBSF – CIF

Cyprus Securities and Exchange Commission (CySEC) has r...

By SALVUS TeamNewsRegulatory Reporting, Risk Based Supervision FrameworkComments Off

19MarMarch 19, 2019

The Upgraded Legal Framework of the Investor Compensation Fund

After a year of consultations, CySEC issued...

By SALVUS TeamArticles, Capital Adequacy Advisory, Compliance Consulting, Internal Audit, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryInvestor Compensation Fund, Regulatory ReportingComments Off

05MarMarch 5, 2019

The Investment Firms Regulatory Reporting Obligations Calendar

March is the month where the previous year’...

By SALVUS TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk ManagementComments Off

19FebFebruary 19, 2019

Are you Complying with the EMIR Regulatory Reporting Obligations?

Only a few weeks ago, and after five years in effect, C...

By SALVUS TeamArticles, MiFID II Compliance Advisory, Regulatory & Compliance, Transaction Reporting AdvisoryCompliance, EMIR, Regulatory ReportingComments Off

Cyprus

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA). Members of the Cyprus Investment Funds Association (CIFA). Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC).

SALVUSFunds LTD holds an Administrative Services Provider license and is authorised and regulated by the Cyprus Securities and Exchange Commission (License no. 225/196). SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

Mauritius

Members of Mauritius Finance. Members of the Mauritius Institute of Directors (MIoD). Certified Compliance Officers and Money Laundering Reporting Officers (MLROs) authorised by the Financial Services Commission (FSC) Mauritius. Affiliate Members of the Chartered Governance Institute – UK & Ireland (CGIUKI).

SALVUS (Mauritius) Ltd holds a Management Licence and is authorised and regulated by the Financial Services Commission of Mauritius under the Financial Services Act 2007 (Licence no. MC24000277). SALVUS Funds is protected under two registered Mauritius trade marks. The trade mark registration numbers for the logo and the word mark are 35892/2024 and 35891/2024, respectively. These trade marks are protected under the Mauritius’ legislation.

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags, which we created and consistently apply where appropriate. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses. We are recognised trainers and lecturers on Financial Law, Compliance, and AML/CFT at the Open Univercity of Mauritius and other training institutions, and we are instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).